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Closed End

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Preferred Income Funds
Offers two preferred stock funds that trade on the NYSE.

Prospect Street
Prospect Street High Income Portfolio, with goal of high level of income with stable NAV and Prospect Street Income Shares, which seeks to provide a high level of current income, with capital appreciation as a secondary objective.

Schultz Investment Advisors
A Registered Investment Advisor investing primarily in closed-end mutual funds.

Swiss Helvetia Fund
Seeks long-term capital appreciation through investment in equity and equity-linked securities of Swiss companies (NYSE: SWZ).

Thomas J. Herzfeld Advisors, Inc.
Providers of research, consulting, stock brokerage and investment advisory services and managers of The Herzfeld Caribbean Basin Fund, Inc.

Tricontinental Corporation
Invests primarily in common stocks with an objective of producing long-term growth of both capital and income while providing reasonable current income.

TrustNet Limited - Investment Funds Information Service
Detailed daily performance data and information covering 600 UK investment trusts, offshore funds and US funds.

Van Kampen
Offers a variety of income, tax free municipal, and single state municipal funds.

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